Portfolio Management

Modern workstation to retain current advisors and attract the next generation

• Clean, bold visual aesthetics, customizable to your branding, with native mobile access for advisors
• Definable “robo-like” automated workflows to actively guide prudent advisor behavior
• Configurable widget-based interface, with the ability to arrange how widgets such as alerts are presented

Systematic surveillance and enforcement of prudent investing practices

• Central operations mandated guardrails such as permissible drift for advisor activities
• Automatic, ongoing system monitoring for violations, including pre- and post-trade checks
• Keystroke-by-keystroke user-specific action logging with searchable audit trail

Experiential investment planning that drives compliance with regulatory standards

• Approved product list standards, including fiduciary compliance
• Goal-based investment planning to support demonstration of client “best interest”
• Modern, graphical presentation to ease communication with clients

Flexible billing and reporting that easily communicates investment outcomes

• Goal-based performance reporting to show clients’ progress toward concrete objectives, such as home ownership, while demonstrating “best interest” investments
• Integrated accounting engine with detailed data tracking and reconciliation for accurate reporting
• Highly configurable billing engine with the ability to group accounts by household, apply different rules to different accounts, or support any other preferred structure

Full spectrum of tools for digital advisor empowerment through investor-directed solutions

• Configurable step-by-step workflows for onboarding and servicing
• Automation of rebalancing, servicing and other administrative actions
• Modern, streamlined investor- and advisor-facing interfaces