Solution
Fortify your back office through real-time brokerage processing
CGI Wealth360 Securities Processing’s front, middle and back office functionality supports large-scale brokerage firms, IIROC, MFDA, and other regulated businesses in Canada. A comprehensive feature set includes a single security master, multi-currency capability, fully integrated automated funds transfer system, client statements, automated entitlements processing and foreign exchange management.
Securities Processing features
- KEY DATA MANAGEMENT
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Support all transactional and reference data needs
- Security management
- Account management
- Organization management
- Asset management (accounting book-of-record)
- TRANSACTION PROCESSING SYSTEM
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Achieve real-time transaction processing convergence
- Shareholder and portfolio management
- Real-time brokerage accounting systems
- REPORTING AND CONTROL COMPONENTS
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Support complex investment operations
- Margin and segregation (full compliance with IIROC)
- Role-based, firm-defined access with strong audit and logging support capability
- Bilingual client reporting for confirms, statements and others
- Canadian (federal and provincial) investment dealer tax reporting requirements
- ACCOUNTING STRENGTH & KEY CONTROL FEATURES
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Manage accounting book-of-record
- True multi-currency (execution, settlement, reporting) processing and reporting
- Track, edit, update, add client and account database records
- Monitoring of trading activity, inventory and system security